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Date: May 19, 2021, 5:39 p.m.

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Date: 2021-05-24 16:59:29.000000

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Date: 2021-12-11 17:56:07.000000

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Legal Requirement for Complainants to "Exhaust" all Remedies

Published by Securities and Exchange Commission(SEC) on May 19, 2021.
Requested from SEC by R. Mendua at 05:39 PM on May 19, 2021.
Purpose: Public Interest
Date of Coverage: 12/01/2020 - 05/19/2021
Tracking no: #SEC-901130549603

R.MENDUA May 19, 2021, 5:39 p.m.

Hi, I would like to obtain documents, administrative orders, statutes, laws, regulations, policies, memos, or other materials that would further explain the SEC's policy requiring complainants to "exhaust all remedies" before filing a complaint. I would like to obtain clarification on what basis this requirement is being made. Also, are victims that have been threatened and endangered by the respondent company have to contact the company / individuals threatening them. Finally, what happens in the even that overseas laws require complainants to cease contact with the respondent company?

I.GONZALES May 24, 2021, 4:59 p.m.

May 24, 2021 Dear RONALIE, Thank you for your request dated May 19, 2021 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for Legal Requirement for Complainants to "Exhaust" all Remedies. We received your request on May 19, 2021 and will respond on or before Jun 09, 2021 05:39:06 PM, in accordance with the Executive Order's implementing rules and regulations. Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://www.foi.gov.ph/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy05MDExMzA1NDk2MDMM, for request with ticket number #SEC-901130549603. Thank you. Respectfully, Isma Gonzales FOI Officer

R.PADILLA Dec. 11, 2021, 5:56 p.m.

December 11, 2021 Dear RONALIE MENDUA, Greetings! Thank you for your request dated May 19, 2021 05:39:06 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch. Your Request You asked for Legal Requirement for Complainants to "Exhaust" all Remedies. Response to Request Your FOI request is approved. I enclose a copy of the information you requested. Your right to request a review If you are unhappy with this response to your FOI request, you may ask us to carry out an internal review of the response by writing to Ms. Karen Lazaro at [email protected]. Your review request should explain why you are dissatisfied with this response, and should be made within 15 calendar days from the date when you received this letter. We will complete the review and tell you the result within 30 calendar days from the date when we receive your review request. If you are not satisfied with the result of the review, you then have the right to appeal to the Office of the President under Administrative Order No. 22 (s. 2011). Thank you. Respectfully, Romuald Padilla FOI Receiving Officer

Attachments:

02 OGC Reply eFOI_SEC-901130549603_Ms R Mendua_Legal Requirement for Complainants to Exhaust All Remedies_19 May_24 May 2021.pdf - Romuald Padilla - [email protected] 02 eFOI_SEC-901130549603_Ms R Mendua_Legal Requirement for Complainants to Exhaust All Remedies_19 May_24 May 2021.pdf - Romuald Padilla - [email protected]

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