September 30, 2021
Dear Maria Socorro Aquino,
Greetings!
Thank you for your request dated Sep 21, 2021 09:55:07 AM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.
Your Request
You asked for information about Equation Solutions Inc., a company engage in "placement capital" business activity.
Response to Request
Kindly visit this link for the list of registered capital market participants:
https://www.sec.gov.ph/registered-firms-individuals-and-statistics/registered-firms-and-individuals/.
On the other hand, should you need copies of company documents such as the General Information Sheet containing registration information (see page 8 containing information on the secondary license, which is required for issuers of issuers or firms soliciting investments from the public), you may contact hotline number (02) 8737-8888 to discuss the details of your request and obtain information on the related fees and procedures or visit https://secexpress.ph/application-form. All documents requested through this system will be delivered within five to seven days from confirmation of payment. The list of fees may be found at https://secexpress.ph/service-fees.
If the company is deemed engaged in the sale/offer of unregistered securities without the requisite secondary license or involves an investment scam, you may report this matter directly to the Enforcement and Investor Protection Department at
[email protected] or call 02 8818 6337. Kindly be ready to provide the relevant details and/or supporting documents regarding your transaction with the company.
For other clarifications on the data that may be obtained from the SEC, please feel free to email us at
[email protected].
Other inquiries and concerns may be addressed to the department/office concerned (see SEC Contact Center info):
https://www.sec.gov.ph/notices/sec-contact-emails-to-send-their-queries-requests-for-clarification-and-other-concerns/.
Your right to request a review
If you are unhappy with this response to your FOI request, you may ask us to carry out an internal review of the response by writing to
[email protected]. Your review request should explain why you are dissatisfied with this response, and should be made within 15 calendar days from the date when you received this letter. We will complete the review and tell you the result within 30 calendar days from the date when we receive your review request.
If you are not satisfied with the result of the review, you then have the right to appeal to the Office of the President under Administrative Order No. 22 (s. 2011).
Thank you.
Respectfully,
Violeta Infante
FOI Receiving Officer
